Tandem
Head Of Compliance
Overview
The Head of Compliance supports the SMF16 holder and is responsible for leading the day-to-day operations of the Compliance function within the agreed delegation, governance, and risk management framework, with a specific focus on the Motor Finance Redress Programme.
About Tandem
Launched in 2014 as one of the UK’s original challenger banks, Tandem is proudly headquartered in the Northwest, with over 500 people working across the UK. Tandem is a sustainable digital bank focused on empowering people to make better financial choices and lower their environmental impact.
Requirements & Eligibility
- Experience in compliance leadership within a financial services environment
- Expertise in FCA requirements, Consumer Duty, SMCR, and conduct risk
- Experience in providing independent second-line oversight and assurance
- Ability to provide clear assurance reporting to senior management and Board committees
- Experience in regulatory engagement and stakeholder management
Key Responsibilities
- Provide independent second-line oversight, constructive challenge and assurance across the Motor Finance Redress Programme lifecycle
- Assess programme governance, redress methodology, customer segmentation, controls, data quality, communications and delivery outcomes
- Ensure Consumer Duty, conduct risk, vulnerable customer and regulatory expectations are embedded in programme decisions and execution
- Lead, motivate and develop a high-performing Compliance function
- Shape and deliver the Compliance strategy, monitoring plan and assurance priorities
- Provide pragmatic, risk-based advice on FCA requirements, Consumer Duty, SMCR and conduct risk
- Deliver concise, decision-useful reporting to senior management and governance committees
Disclaimer: Trace Hiring is an independent job board. We are not directly affiliated with Tandem. Please verify all details on the official company application portal.